394.6K XNAS Volume
XNAS 14 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Richard I. Steinhart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 1,795,100 | 1,795,100 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Heather Rees | SVP, Finance and Accounting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 577,700 | 577,700 | - | - | Stock Option (right to buy) | |
| Jonathan F. Finn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Tessa Cigler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2024 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Jonathan Finn | Director | Purchase of securities on an exchange or from another person at price $ 1.77 per share. | 10 Apr 2024 | 25,000 | 25,000 (0%) | 0% | 1.8 | 44,250 | Common Stock |
| Tessa Cigler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2024 | 20,834 | 20,834 | - | - | Stock Option (right to buy) | |
| Gregory L. Weaver | Director, EVP & CFO | Purchase of securities on an exchange or from another person at price $ 0.97 per share. | 20 Jun 2023 | 50,000 | 50,055 (0%) | 0% | 1.0 | 48,500 | Common Stock |
| Gregory L. Weaver | Director, EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 2,600,000 | 2,600,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 1,873,100 | 1,873,100 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 557,900 | 557,900 | - | - | Stock Option (right to buy) | |
| Gregory L. Weaver | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2022 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2022 | 50,000 | 500,000 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2022 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2022 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2022 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2022 | 1,900,000 | 1,900,000 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2022 | 746,667 | 746,667 | - | - | Stock Option (right to buy) | |
| Gregory L. Weaver | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 1,900,000 | 1,900,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 1,900,000 | 1,900,000 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2021 | 850,000 | 850,000 | - | - | Stock Option (right to buy) | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2020 | 70,000 | 70,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2020 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2020 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2020 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2020 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 195,000 | 195,000 | - | - | Stock Option (Right to Buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 1,305,000 | 1,305,000 | - | - | Stock Option (Right to Buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 195,000 | 195,000 | - | - | Stock Option (Right to Buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 395,000 | 395,000 | - | - | Stock Option (Right to Buy) | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2019 | 2,300,000 | 2,300,000 | - | - | Stock Option (Right to Buy) | |
| Steven C. Quay | Director, President & CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jan 2019 | 2,300,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jan 2019 | 700,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2019 | 800,000 | 800,000 | - | - | Stock Option (Right to Buy) | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 2,300,000 | 2,300,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 700,000 | 700,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 May 2018 | 8 | 8 | - | - | Series B Convertible Preferred Stock | |
| Steven C. Quay | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 May 2018 | 2,272 | 2,272 | - | - | Warrants | |
| Shu-Chih Chen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 May 2018 | 8 | 8 | - | - | Series B Convertible Preferred Stock | |
| Shu-Chih Chen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 May 2018 | 2,272 | 2,272 | - | - | Warrants | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 May 2018 | 8 | 8 | - | - | Series B Convertible Preferred Stock | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 May 2018 | 2,272 | 2,272 | - | - | Warrants | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 0.34 per share. | 15 Nov 2017 | 8,600 | 8,600 (0%) | 0% | 0.3 | 2,898 | Common Stock |
| Kyle Guse | CFO, Gen Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 0.34 per share. | 15 Nov 2017 | 1,400 | 10,000 (0%) | 0% | 0.3 | 471 | Common Stock |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 54,949 | 69,917 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 49,531 | 59,062 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 575,893 | 651,785 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 60,202 | 80,404 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 64,132 | 88,263 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 57,685 | 75,369 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 495,333 | 640,667 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Purchase of securities on an exchange or from another person at price $ 0.63 per share. | 17 Apr 2017 | 2,500 | 3,126 (0%) | 0% | 0.6 | 1,580 | Common Stock |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 112,190 | 112,190 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 569,194 | 569,194 | - | - | Common Stock (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 71,484 | 71,484 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 151,516 | 151,516 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 180,987 | 180,987 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 132,634 | 132,634 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO, Gen Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 1,090,000 | 1,090,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Apr 2016 | 1,500 | 10,900 | - | - | Common Stock | |
| Steven C. Quay | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Mar 2016 | 15,000 | 4,826,858 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Mar 2016 | 15,000 | 4,348,315 | - | - | Common Stock | |
| Steven C. Quay | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2016 | 15,000 | 4,811,858 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2016 | 15,000 | 4,333,315 | - | - | Common Stock | |
| Steven C. Quay | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Jan 2016 | 50,000 | 4,796,858 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Jan 2016 | 50,000 | 4,318,315 | - | - | Common Stock | |
| Scott Youmans | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Sep 2015 | 50,000 | 286,217 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Jun 2015 | 5,400 | 9,400 | - | - | Common Stock | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2015 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2015 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2015 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2015 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2015 | 275,000 | 275,000 | - | - | Stock Options | |
| John E. Sawyer | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2015 | 59,265 | 59,265 | - | - | Stock Options | |
| Kyle Guse | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2015 | 190,000 | 190,000 | - | - | Stock Options | |
| Christopher S. Destro | SVP, Sales and Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2015 | 54,625 | 54,625 | - | - | Stock Options | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Gregory L. Weaver | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 06 May 2014 | 24,510 | 0 | - | - | Common Stock | |
| Steven C. Quay | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 250,000 | 250,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 06 May 2014 | 22,728 | 0 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Chief Scientific Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Kyle Guse | CFO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| Peter J. Carbonaro | Sr. Vice President, Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Christopher S. Destro | Sr. VP, Sales and Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2014 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2014 | 16,484 | 16,484 | - | - | Stock Option (Right to Buy) | |
| Richard I. Steinhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2014 | 22,728 | 22,728 | - | - | Common Stock | |
| Kyle Guse | CFO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jan 2014 | 140,000 | 140,000 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 100,000 | 483,543 | - | - | Common Stock | |
| Steven C. Quay | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 1,000 | 583,543 | - | - | Common Stock | |
| Steven C. Quay | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 5,000 | 478,543 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Chief Scientific Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 100,000 | 483,543 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Chief Scientific Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 5,000 | 478,543 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Chief Scientific Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 1,000 | 583,543 | - | - | Common Stock | |
| Gregory L. Weaver | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Nov 2013 | 10,000 | 34,510 | - | - | Common Stock | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2013 | 57,190 | 57,190 | - | - | Stock Option (right to buy) | |
| Gregory L. Weaver | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2013 | 24,510 | 24,510 | - | - | Common Stock | |
| Steven C. Quay | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Oct 2013 | 7,265 | 4,268,315 | - | - | Common Stock | |
| Shu-Chih Chen | Director, Chief Scientific Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Oct 2013 | 7,265 | 4,268,315 | - | - | Common Stock | |
| Kyle Guse | CFO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2013 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| Alexander D. Cross | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 May 2013 | 500 | 88,866 | - | - | Common Stock | |
| Alexander D. Cross | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2013 | 41,243 | 41,243 | - | - | Stock Option (right to buy) | |
| Alexander D. Cross | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2013 | 41,243 | 41,243 | - | - | Stock Option (right to buy) | |
| John Barnhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2013 | 44,882 | 44,882 | - | - | Stock Option (right to buy) | |
| John Barnhart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2013 | 44,882 | 44,882 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2013 | 40,030 | 40,030 | - | - | Stock Option (right to buy) | |
| Stephen J. Galli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2013 | 40,030 | 40,030 | - | - | Stock Option (right to buy) | |
| Steven C. Quay | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2013 | 44,194 | 44,194 | - | - | Stock Option (right to buy) | |
| Shu-Chih Chen | Director, CSO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2013 | 26,516 | 26,516 | - | - | Stock Option (right to buy) | |
| H. Lawrence Remmel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jan 2013 | 2,000 | 2,000 | - | - | Common Stock | |
| H. Lawrence Remmel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jan 2013 | 400 | 400 | - | - | Common Stock | |
| H. Lawrence Remmel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jan 2013 | 1,600 | 2,000 | - | - | Common Stock |